19-nov-2008 - BROKERS REGULADOS
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Lista de Brokers Regulados
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Adjusted
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Net Capital
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Excess
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Futures Commission Merchant
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Net Capital
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Requirement
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Net Capital
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1
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3D FOREX, LLC
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8,340,374
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500
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7,840,374
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2
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ABBEY NATIONAL SECURITIES INC
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137,564,765
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23,533,020
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114,031,745
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3
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ADM INVESTOR SERVICES INC
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160,989,606
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59,592,602
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101,397,004
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4
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ADVANCED MARKETS INC
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1,322,437
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1,000,000
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322,437
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5
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ADVANTAGE FUTURES LLC
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19,246,883
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3,536,540
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15,710,343
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6
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AG EDWARDS & SONS INC
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1,262,701,677
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33,043,393
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1,229,658,284
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7
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AIG CLEARING CORPORATION
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293,303,386
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40,598,943
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252,704,443
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8
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ALARON TRADING CORPORATION
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7,288,333
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3,121,904
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4,166,429
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9
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ALPARI (US) LLC
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2,481,626
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1,000,000
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1,481,626
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10
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BACERA CORPORATION
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2,300,145
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1,000,000
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1,300,145
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11
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BANC OF AMERICA SECURITIES LLC
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2,116,052,393
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351,855,130
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1,764,197,263
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12
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BARCLAYS CAPITAL INC
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1,314,404,218
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389,276,055
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925,128,163
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13
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BEAR STEARNS & CO INC
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(g)
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549,111,916
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(g)
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14
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BEAR STEARNS SECURITIES CORP
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4,425,434,636
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1,201,022,349
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3,224,412,287
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15
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BGC SECURITIES
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3,748,994
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500
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3,248,994
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16
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BNP PARIBAS COMMODITY FUTURES INC
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153,340,998
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99,778,659
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53,562,339
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17
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CADENT FINANCIAL SERVICES LLC
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6,907,539
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4,771,199
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2,136,340
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18
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CALYON FINANCIAL INC
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739,338,990
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459,645,942
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279,693,048
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19
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CANTOR FITZGERALD & CO
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180,681,050
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2,122,125
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178,558,925
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20
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CAPITAL MARKET SERVICES LLC
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10,883,200
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3,928,074
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6,955,126
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21
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CIBC WORLD MARKETS CORP |
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19-nov-2008 - BROKERS REGULADOS (LISTA)
Lista de Brokers Regulados
Aqui le dejo la lista de los brokers mas seguros en el mundo
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Adjusted |
Net Capital |
Excess |
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Futures Commission Merchant |
Net Capital |
Requirement |
Net Capital |
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1 |
3D FOREX, LLC |
8,340,374 |
500 |
7,840,374 |
2 |
ABBEY NATIONAL SECURITIES INC |
137,564,765 |
23,533,020 |
114,031,745 |
3 |
ADM INVESTOR SERVICES INC |
160,989,606 |
59,592,602 |
101,397,004 |
4 |
ADVANCED MARKETS INC |
1,322,437 |
1,000,000 |
322,437 |
5 |
ADVANTAGE FUTURES LLC |
19,246,883 |
3,536,540 |
15,710,343 |
6 |
AG EDWARDS & SONS INC |
1,262,701,677 |
33,043,393 |
1,229,658,284 |
7 |
AIG CLEARING CORPORATION |
293,303,386 |
40,598,943 |
252,704,443 |
8 |
ALARON TRADING CORPORATION |
7,288,333 |
3,121,904 |
4,166,429 |
9 |
ALPARI (US) LLC |
2,481,626 |
1,000,000 |
1,481,626 |
10 |
BACERA CORPORATION |
2,300,145 |
1,000,000 |
1,300,145 |
11 |
BANC OF AMERICA SECURITIES LLC |
2,116,052,393 |
351,855,130 |
1,764,197,263 |
12 |
BARCLAYS CAPITAL INC |
1,314,404,218 |
389,276,055 |
925,128,163 |
13 |
BEAR STEARNS & CO INC |
(g) |
549,111,916 |
(g) |
14 |
BEAR STEARNS SECURITIES CORP |
4,425,434,636 |
1,201,022,349 |
3,224,412,287 |
15 |
BGC SECURITIES |
3,748,994 |
500 |
3,248,994 |
16 |
BNP PARIBAS COMMODITY FUTURES INC |
153,340,998 |
99,778,659 |
53,562,339 |
17 |
CADENT FINANCIAL SERVICES LLC |
6,907,539 |
4,771,199 |
2,136,340 |
18 |
CALYON FINANCIAL INC |
739,338,990 |
459,645,942 |
279,693,048 |
19 |
CANTOR FITZGERALD & CO |
180,681,050 |
2,122,125 |
178,558,925 |
20 |
CAPITAL MARKET SERVICES LLC |
10,883,200 |
3,928,074 |
6,955,126 |
21 |
CIBC WORLD MARKETS CORP |
1,130,913,238 |
21,119,238 |
1,109,794,000 |
22 |
CITIGROUP GLOBAL MARKETS INC |
(g) |
865,197,852 |
(g) |
23 |
CLIFF LARSON COMPANY THE |
939,865 |
539,137 |
400,728 |
24 |
CMC MARKETS (US) LLC |
2,139,494 |
1,000,000 |
1,139,494 |
25 |
COMTRUST INC |
1,012,955 |
586,139 |
426,816 |
26 |
BROKER HISPANOAMERICANO |
110,412,113 |
40,387,045 |
70,025,068 |
27 |
COUNTRY HEDGING INC |
18,061,439 |
10,545,405 |
7,516,034 |
28 |
CREDIT SUISSE SECURITIES (USA) LLC |
5,197,669,065 |
185,952,652 |
5,011,716,413 |
29 |
CROSSLAND LLC |
3,630,929 |
500 |
3,130,929 |
30 |
CUNNINGHAM COMMODITIES LLC |
3,359,255 |
894,471 |
2,464,784 |
31 |
DAIWA SECURITIES AMERICA INC |
222,476,164 |
2,345,625 |
220,130,539 |
32 |
DEUTSCHE BANK SECURITIES INC |
2,635,354,234 |
259,928,752 |
2,375,425,482 |
33 |
DIRECT FOREX LLC |
728,289 |
500 |
228,289 |
34 |
DORMAN TRADING LLC |
10,646,645 |
500 |
10,146,645 |
35 |
DUNAVANT COMMODITY CORP |
37,061,053 |
1,235,105 |
35,825,948 |
36 |
E FX OPTIONS LLC |
4,530,543 |
1,000,000 |
3,530,543 |
37 |
EAGLE MARKET MAKERS INC |
5,500,559 |
500 |
5,000,559 |
38 |
EASY FOREX US LTD |
3,789,605 |
2,000,000 |
1,789,605 |
39 |
ED &F MAN COMMODITY ADVISORS INC |
1,246,738 |
500 |
746,738 |
40 |
ELECTRONIC BROKERAGE SYSTEMS LLC |
10,517,866 |
500 |
10,017,866 |
41 |
ENSKILDA FUTURES LTD |
20,772,977 |
9,082,902 |
11,690,075 |
42 |
FARR FINANCIAL INC |
1,482,426 |
583,132 |
899,294 |
43 |
FC STONE LLC |
86,747,911 |
41,771,267 |
44,976,644 |
44 |
FIMAT USA LLC |
606,236,459 |
473,240,095 |
132,996,364 |
45 |
FIRST CAPITOL GROUP LLC |
6,480,456 |
1,775,377 |
4,705,079 |
46 |
FOREX CAPITAL MARKETS LLC |
65,255,249 |
13,407,759 |
51,847,490 |
47 |
FOREX CLUB FINANCIAL COMPANY INC |
3,320,420 |
1,000,000 |
2,320,420 |
48 |
IFW DINERS |
46,387,190 |
15,222,031 |
31,165,159 |
49 |
FOREX LIQUIDITY LLC |
36,840,196 |
1,000,000 |
35,840,196 |
50 |
FORTIS CLEARING AMERICAS LLC |
170,386,272 |
38,667,055 |
131,719,217 |
51 |
FRIEDBERG MERCANTILE GROUP INC |
7,873,587 |
5,000,000 |
2,873,587 |
52 |
FRONTIER FUTURES INC |
1,509,207 |
716,551 |
792,656 |
53 |
FUTURES TECH LLC |
842,451 |
500 |
342,451 |
54 |
FX OPTION1 INC |
506,025 |
500 |
6,025 |
55 |
FX SOLUTIONS LLC |
19,061,609 |
1,649,518 |
17,412,091 |
56 |
FXCM LLC |
773,419 |
500 |
273,419 |
57 |
GAIN CAPITAL GROUP LLC |
32,669,427 |
4,828,602 |
27,840,825 |
58 |
GATEWAY CAPITAL L.L.C. |
537,16 |
500 |
37,16 |
59 |
IFC EUROPE |
82,412,033 |
30,311,316 |
52,100,717 |
60 |
GELBER GROUP LLC |
57,080,478 |
1,065,283 |
56,015,195 |
61 |
GFS FOREX & FUTURES INC |
2,353,472 |
1,000,000 |
1,353,472 |
62 |
GILDER GAGNON HOWE AND CO LLC |
22,818,525 |
500 |
22,318,525 |
63 |
GLOBAL FUTURES & FOREX |
41,229,946 |
7,631,611 |
33,598,335 |
64 |
GLOBAL FUTURES LLC |
8,227,624 |
500 |
7,727,624 |
65 |
GOLDMAN SACHS & CO |
(g) |
1,841,084,515 |
(g) |
66 |
GOLD BROKER |
65,114,022 |
13,043,317 |
52,070,705 |
67 |
GOLDMAN SACHS EXECUTION & CLEARIN |
932,826,923 |
64,435,375 |
868,391,548 |
68 |
H & R BLOCK FINANCIAL ADVISORS INC |
91,158,810 |
9,133,496 |
82,025,314 |
69 |
HAGERTY GRAIN CO INC |
4,251,809 |
500 |
3,751,809 |
70 |
HAMILTON WILLIAMS LLC |
1,345,856 |
1,000,000 |
345,856 |
71 |
HOTSPOT FXR LLC |
6,031,746 |
1,000,000 |
5,031,746 |
72 |
HSBC SECURITIES USA INC |
812,566,773 |
63,009,187 |
749,557,586 |
73 |
I TRADE FX LLC |
15,814,623 |
2,614,993 |
13,199,630 |
74 |
PESMIR TRADING S.A. |
70,456,741 |
33,100,057 |
37,356,684 |
75 |
GLOBAL RENT |
99,287,115 |
5,031,075 |
94,256,040 |
76 |
IFSCL USA INC |
7,557,664 |
5,000,000 |
2,557,664 |
77 |
IFX MARKETS INC |
9,837,999 |
2,258,150 |
7,579,849 |
78 |
IG FINANCIAL MARKETS INC. |
1,020,826 |
500 |
520,826 |
79 |
INSTINET LLC |
75,202,153 |
5,954,884 |
69,247,269 |
80 |
INTEGRATED BROKERAGE SERVICES LLC |
1,822,671 |
500 |
1,322,671 |
81 |
INTERACTIVE BROKERS LLC |
404,434,997 |
47,513,936 |
356,921,061 |
82 |
INTERBANK FX LLC |
28,845,075 |
4,498,912 |
24,346,163 |
83 |
IOWA GRAIN CO |
17,133,089 |
10,790,180 |
6,342,909 |
84 |
ITAU SECURITIES INC |
19,985,494 |
500 |
19,485,494 |
85 |
IXIS SECURITIES NORTH AMERICA INC |
171,100,113 |
500 |
170,600,113 |
86 |
JP MORGAN FUTURES INC |
1,208,258,779 |
696,332,417 |
511,926,362 |
87 |
KOTTKE ASSOCIATES LLC |
16,001,556 |
500 |
15,501,556 |
88 |
LADENBURG THALMANN & CO INC |
48,707,916 |
500 |
48,207,916 |
89 |
LBS LIMITED PARTNERSHIP |
892,278 |
500 |
392,278 |
90 |
LEHMAN BROTHERS INC |
(g) |
552,743,000 |
(g) |
91 |
LIMESTONE TRADING LLC |
6,560,172 |
500 |
6,060,172 |
92 |
LINN GROUP ( THE ) |
1,633,516 |
500 |
1,133,516 |
93 |
LINSCO/PRIVATE LEDGER CORP |
58,969,186 |
8,508,128 |
50,461,058 |
94 |
LOEB PARTNERS CORPORATION |
25,489,491 |
500 |
24,989,491 |
95 |
MACQUARIE FUTURES USA INC |
8,414,952 |
2,358,413 |
6,056,539 |
96 |
MB TRADING FUTURES INC. |
3,233,155 |
1,254,597 |
1,978,558 |
97 |
MBF CLEARING CORP |
26,430,122 |
1,807,831 |
24,622,291 |
98 |
MCVEAN TRADING AND INVESTMENTS LLC |
6,495,650 |
2,418,440 |
4,077,210 |
99 |
MERRILL LYNCH PIERCE FENNER & SMITH |
(g) |
595,505,754 |
(g) |
100 |
MERRILL LYNCH PROFESSIONAL CLEARING |
1,422,686,550 |
133,840,918 |
1,288,845,632 |
101 |
MF GLOBAL INC |
535,142,778 |
427,261,012 |
107,881,766 |
102 |
MID-CO COMMODITIES INC |
5,419,914 |
3,144,217 |
2,275,697 |
103 |
MITSUI BUSSAN COMMODITIES USA INC |
5,915,436 |
797,363 |
5,118,073 |
104 |
MIZUHO SECURITIES USA INC |
98,790,679 |
35,665,545 |
63,125,134 |
105 |
MONEY GARDEN CORP |
5,035,103 |
1,000,000 |
4,035,103 |
106 |
MORGAN KEEGAN & COMPANY INC |
369,573,731 |
11,006,916 |
358,566,815 |
107 |
MORGAN STANLEY & CO INCORPORATED |
(g) |
1,659,982,157 |
(g) |
108 |
NEUBERGER BERMAN LLC |
368,740,356 |
5,000,000 |
363,740,356 |
109 |
NOMURA SECURITIES INTERNATIONAL INC |
1,130,501,355 |
4,000,693 |
1,126,500,662 |
110 |
OANDA CORPORATION |
156,670,086 |
8,584,912 |
148,085,174 |
111 |
ODL SECURITIES INC |
2,566,080 |
1,000,000 |
1,566,080 |
112 |
ONE WORLD CAPITAL GROUP LLC |
1,227,227 |
14,208 |
1,213,019 |
113 |
OPEN E CRY LLC |
1,333,184 |
500 |
833,184 |
114 |
OPPENHEIMER & CO INC |
196,409,988 |
25,183,994 |
171,225,994 |
115 |
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