Lista de Brokers Regulados

Adjusted

Net Capital

Excess

Futures Commission Merchant

Net Capital

Requirement

Net Capital

1

3D FOREX, LLC

8,340,374

500

7,840,374

2

ABBEY NATIONAL SECURITIES INC

137,564,765

23,533,020

114,031,745

3

ADM INVESTOR SERVICES INC

160,989,606

59,592,602

101,397,004

4

ADVANCED MARKETS INC

1,322,437

1,000,000

322,437

5

ADVANTAGE FUTURES LLC

19,246,883

3,536,540

15,710,343

6

AG EDWARDS & SONS INC

1,262,701,677

33,043,393

1,229,658,284

7

AIG CLEARING CORPORATION

293,303,386

40,598,943

252,704,443

8

ALARON TRADING CORPORATION

7,288,333

3,121,904

4,166,429

9

ALPARI (US) LLC

2,481,626

1,000,000

1,481,626

10

BACERA CORPORATION

2,300,145

1,000,000

1,300,145

11

BANC OF AMERICA SECURITIES LLC

2,116,052,393

351,855,130

1,764,197,263

12

BARCLAYS CAPITAL INC

1,314,404,218

389,276,055

925,128,163

13

BEAR STEARNS & CO INC

(g)

549,111,916

(g)

14

BEAR STEARNS SECURITIES CORP

4,425,434,636

1,201,022,349

3,224,412,287

15

BGC SECURITIES

3,748,994

500

3,248,994

16

BNP PARIBAS COMMODITY FUTURES INC

153,340,998

99,778,659

53,562,339

17

CADENT FINANCIAL SERVICES LLC

6,907,539

4,771,199

2,136,340

18

CALYON FINANCIAL INC

739,338,990

459,645,942

279,693,048

19

CANTOR FITZGERALD & CO

180,681,050

2,122,125

178,558,925

20

CAPITAL MARKET SERVICES LLC

10,883,200

3,928,074

6,955,126

21

CIBC WORLD MARKETS CORP